IS-404: Automation of Harvesting Leafy Greens in indoor, hydroponic farms

Table of Contents

1. Context of Problem 2. Objective and Scope 2.1 Objective 2.2 System Context and Project Scope 2.3 Design Estimates 2.4 Existing Solutions 2.4.1 Traditional Waterjet Applications in Agriculture 2.4.2 Industrial Waterjet Cutting Systems 2.4.3 Fully Automated Vertical Farming Systems 3. Design Development 3.1 Functional Decomposition 3.2 Lettuce-Tray Separation 3.2.1 Concept Selection 3.2.2 Prototyping 3.2.3 Structural Testing (FEA) 3.2.4 3D Printed Prototype 3.2.5 Alternate Ways to Reduce Deflection 3.3 Tray Clamping 3.3.1 Concept Selection Matrix 3.3.2 CAD 3.3.3 3D Printed Prototype 3.3.4 Clamping Force Calculations 3.3.5 Revised CAD 3.4 Tray Lowering 3.4.1 Concept Selection Matrix 3.4.2 Kinematic Validation 3.4.3 CAD 3.4.4 Prototyping 3.4.5 Design Recommendations 3.4.6 Motor Requirements 3.5 Lettuce-Root Detachment 3.5.1 Concept Selection Matrix 3.5.2 Pressure Calculations 3.5.3 FedJet Testing 3.5.4 Design Recommendations 3.6 Complete CAD 4. Shortcomings 5. Future Work 6. Conclusion 7. Bibliography 8. Appendices 8.1 Appendix A: Global Food Security Index Evidence of Singapore's Structural Food-System Vulnerabilty 8.2 Appendix B: Target Throughput Justification 8.3 Appendix C: Lettuce-Tray Concept Selection 8.4 Appendix D: ArianeTech Tray Modelling 8.5 Appendix E: Clamping Force Calculation 8.6 Appendix F: Concept Selection for Tray Lowering Concept Selection 8.7 Appendix G: Motor Requirements 8.8 Appendix H: Comparative Analysis for Extraction Concept Selection 8.9 Appendix I: Pressure Calculations for Waterjet

1. Context of Problem

Singapore’s food system is structurally constrained by its geography. As a highly urbanised city-state with limited arable land, less than 1% of its total land area is allocated to agriculture (Singapore Food Agency [SFA], 2023). This spatial limitation necessitates a heavy reliance on global food supply chains, with approximately 90% of Singapore’s food being imported (SFA, 2023). While this strategy has historically ensured affordability and diversity, it exposes the nation to external shocks that are increasingly frequent and systemic.

Recent global events have demonstrated the fragility of such dependence. During the COVID-19 pandemic, Malaysia’s Movement Control Order disrupted cross-border labour and logistics, directly affecting Singapore’s fresh food supply (Reuters, 2020). Beyond disease outbreaks, geopolitical tensions—such as export restrictions during conflicts or trade disputes—have been shown to destabilise global food availability and prices (Laborde et al., 2020). Concurrently, climate change is intensifying the frequency of extreme weather events, reducing agricultural yields and further stressing global supply chains (IPCC, 2022). These converging risks underscore a critical vulnerability: the stability of Singapore’s food supply is not guaranteed despite its economic resilience.

This vulnerability is reflected in global benchmarking indices. Singapore ranks comparatively lower in categories such as agricultural resilience and disaster risk management within the Global Food Security Index, highlighting structural exposure to external disruptions (Economist Intelligence Unit, 2022) (Refer to Appendix A).

In response to these systemic risks, Singapore has shifted towards a more proactive and resilience-oriented strategy through the launch of the Singapore Food Story 2 initiative in 2025, which emphasises strengthening local production capabilities alongside supply diversification (SFA, 2025). Central to this strategy is the recognition that domestic production, while constrained, plays a critical role in buffering against external shocks and ensuring baseline food security.

A key component of this initiative is the targeted scaling of local production across major food categories, particularly fibre and protein. Recent estimates indicate that Singapore currently produces approximately 8% of its nutritional fibre needs and 26% of its protein locally, with policy targets set to increase these to 20% and 30% respectively (SFA, 2025). Within the fibre category, production is concentrated in high-turnover, short-cycle crops such as leafy vegetables, mushrooms, beansprouts, and selected fruits.

Given Singapore’s land constraints, this emphasis on fibre crops has driven the adoption of controlled-environment agriculture, particularly indoor vertical farming systems. Such systems decouple production from traditional soil-based constraints by utilising vertical stacking, artificial lighting, and controlled nutrient delivery, thereby enabling higher productivity per unit land area while maintaining consistent crop quality.

This transition is reflected in the emergence of high-density indoor farming facilities such as Greenphyto, launched in early 2026, which focuses on the production of leafy greens within fully controlled environments. As a representative example of current industry practice, Greenphyto illustrates how vertical farming systems are being operationalised to support national production targets. Early operational data indicate that these systems can achieve substantial performance gains, with reports of up to 45× higher yield output compared to conventional farming methods, alongside reduced manpower requirements and accelerated crop cycles (Business Times, 2026).

However, while Greenphyto has successfully implemented automation in processes such as seeding, nutrient delivery, and environmental regulation, we see post-growth processes including harvesting and packaging continue to be largely labour-intensive and only semi-automated (Business Times, 2026). This creates a critical mismatch within otherwise highly optimised systems, where manual intervention becomes the limiting factor in achieving full operational efficiency and scalability.

Industry insights further corroborate this bottleneck as according to Mr Edwin Ong, founder of ArianeTech and an industry collaborator on this project, harvesting constitutes one of the most labour-intensive stages in indoor farming operations, often limiting throughput and scalability. The implications of this bottleneck are non-trivial: as Singapore seeks to scale local production to enhance resilience, inefficiencies in labour-intensive processes directly constrain the economic viability and scalability of indoor farms.

Therefore, the problem addressed in this project is situated at the intersection of national food security objectives and technological limitations in urban agriculture systems. Specifically, it focuses on addressing the bottleneck in harvesting and post-processing within high-density indoor farming environments, where existing solutions remain insufficiently automated. In doing so, the project also targets a critical performance metric in land-scarce contexts such as Singapore—maximising output per unit area—by enabling higher throughput and reducing process inefficiencies that constrain production cycles. By addressing these interconnected challenges, the project contributes to the broader goal of enhancing the efficiency, scalability, and resilience of Singapore’s local food production ecosystem.

2. Objective and Scope

2.1 Objective

Building on the identified inefficiencies within indoor vertical farming systems, this project focuses on a targeted intervention at the harvesting stage. The primary objective is to design a compact, modular harvesting mechanism for hydroponically grown crystal lettuce that improves harvesting throughput, preserves product quality, and enhances effective output per unit area through reduced processing time per batch. To achieve this, the project documented here builds on Semester 1 work and explores the use of a waterjet-based cutting mechanism as the core harvesting approach within a batch-processing system. This objective is grounded in both national priorities for scaling local food production and operational constraints identified through collaboration with ArianeTech (Singapore).

2.2 System Context and Project Scope

The system is developed within the operational framework of ArianeTech’s indoor vertical farming setup, where crops are cultivated hydroponically and transported via tray-based conveyor systems. In the current workflow, trays containing mature crops are delivered to a harvesting station, where processing is carried out manually. The proposed system is designed to interface directly with this existing infrastructure, accepting trays without requiring modifications. Accordingly, the scope of this project is limited to the harvesting stage—from crop engagement to separation—while upstream processes (growth and transport) and downstream processes (packaging and distribution) are treated as external to the system boundary. This scoped approach ensures feasibility within the constraints of an individual final year project, while maintaining focus on a high-impact stage of the production pipeline.

2.3 Design Estimates

The design estimates outlined above translate operational constraints into measurable engineering specifications, ensuring that the proposed system remains both technically feasible and industrially relevant:

2.4 Existing Solutions

Existing solutions have focused on optimisation of other steps in leafy green production but there is limited work on compact, modular harvesting systems tailored specifically for hydroponic indoor farms.

2.4.1 Traditional Waterjet Applications in Agriculture

The use of waterjets for cutting plant stems has been explored in early agricultural engineering literature. Schield and Harriott (1973) demonstrated the feasibility of using high-pressure waterjets to cut lettuce stems, highlighting their ability to achieve clean cuts with minimal mechanical damage. Subsequent implementations, such as the Ramsay Highlander system, have applied similar principles in large-scale agricultural settings. However, these systems are designed for open-field environments, where space constraints and system integration are less critical.

Limitation: Not suitable for compact, modular deployment in indoor vertical farming systems.

2.4.2 Industrial Waterjet Cutting Systems

Waterjet technology is widely used in industrial food processing. Companies such as PerformaTec and FAM utilise waterjets for cutting leafy greens in high-throughput processing lines. These systems are optimised for post-harvest cutting, delivering consistent cut quality at scale. However, they operate after harvesting and assume pre-separated produce, making them incompatible with hydroponic, tray-based cultivation systems.

Limitation: Not designed for in-situ harvesting, and incompatible with hydroponic vertical farming workflows.

2.4.3 Fully Automated Vertical Farming Systems

Fully automated vertical farming systems, such as those developed by Green Automation, Spread, and Plenty, aim to automate multiple stages of production, including seeding, transplanting, and environmental control. However, in commercially deployed systems, harvesting and packaging operations often remain partially or fully manual, particularly for delicate crops such as leafy greens. Even in systems marketed as fully automated, such as Green Automation, harvesting is commonly performed manually at the end of production lines. Where harvesting automation is implemented, it is typically achieved through tightly integrated robotic architectures. While effective, these systems are characterised by high complexity and limited modularity, restricting flexibility and retrofitting into existing vertical farming facilities.

Limitation: Limited true harvesting automation in practice; where present, solutions are complex, highly integrated, and not easily adaptable to modular or retrofit applications.

In contrast, the proposed system occupies a distinct position:

  • Focuses specifically on harvesting within indoor vertical farms.
  • Designed to be compact and modular (unlike large integrated systems).
  • Enables batch-based processing (unlike manual sequential harvesting).
  • Tailored for hydroponic leafy greens (crystal lettuce).
  • Compatible with existing conveyor-based workflows.

Thus, the value of this project lies in introduction of an automated, modular harvesting solution for hydroponic leafy greens within Singapore’s indoor vertical farming systems at a stage of the vertical farming pipeline that remains largely underdeveloped within Singapore’s current agri-food ecosystem.

3. Design Development

3.1 Functional Decomposition

Functional decomposition enables the translation of high-level system requirements into distinct, manageable sub-functions, each of which can be addressed through targeted mechanical design. Based on experiential harvesting done in Semester 1, the manual harvesting process was decomposed into four steps, namely approach, hold, lift/lower and extraction.

In semester 2, the solution system’s harvesting process is broken down into modules, namely lettuce tray separation, tray clamping, tray lowering and lettuce-root detachment. By structuring the problem in this manner, the overall system architecture emerges as an integration of simpler, well-defined subsystems.

3.2 Lettuce-Tray Separation

Building on the conceptual direction established in Semester 1, this iteration retains the fork-based approach while refining it for tighter integration with the clamping and four-bar lowering system, ensuring that earlier design intuition is translated into a more robust, system-level solution. Option A (Fixed Fork Support) was selected as it best satisfies the updated system requirements of passive tray intake, stable support during clamping, and unobstructed vertical extraction.

3.2.1 Concept Selection

The selection of the fork geometry was established during Semester 1 through iterative cardboard prototyping and preliminary evaluation. (Refer to Appendix C for complete concept selection.)

The fork geometry supports the tray entirely from below, eliminating any need to grip or compress the plant canopy and thereby minimising the risk of leaf damage. Unlike alternatives, it aligns directly with the tray’s existing slot geometry, allowing seamless integration without requiring modifications to the upstream vertical farming system or obstructing the tray entry face—an important constraint for this design. Mechanically, the concept is deliberately minimal.

3.2.2 Prototyping

3.2.2.1. Cardboard
  1. Insertion feasibility check: Confirmed that the tray can physically engage with fork features without requiring excessive precision or force.
  2. Clearance validation: Helped identify minimum spacing needed between forks.
  3. Entry path constraint: Reinforced that front-face access must remain unobstructed for smooth operation.
  4. Scalability insight: Highlighted that fixed fork spacing limits compatibility and motivated adjustable or modular fork design for future work.
3.2.2.2 CAD

The initial CAD model represents the early-stage implementation of the fork-based tray handling concept within a simplified enclosure. The design consists of a top-mounted fork array aligned with the tray slots, enabling passive engagement as the tray is inserted from the front. The forks are cantilevered from the supporting structure, allowing unobstructed entry while maintaining support beneath the tray.

This model was primarily used to validate spatial arrangement and interaction between the tray and fork elements, ensuring that the tray could be guided into position without interference. It also helped establish key design parameters such as fork spacing, insertion depth, and overall system footprint.

The refined CAD model introduces a full structural frame using extrusion members, with the fork elements now represented as slender beams spanning between supports. This model was developed to better reflect the actual load-bearing configuration of the system.

At this stage, beam deflection emerged as a key concern, as the forks operate as cantilevered or partially supported members subjected to the weight of the loaded tray. The distributed loading across multiple forks highlighted the potential for uneven deformation, which could affect alignment and stability during operation. This model enabled clearer visualisation of load paths, support conditions, and boundary constraints, forming the basis for subsequent structural analysis using Finite Element Analysis (FEA).

3.2.3 Structural Testing (Finite Element Analysis)

The primary objective of this test was to:

  • quantify the magnitude and distribution of deflection in the fork members,
  • assess whether deformation would remain within acceptable limits for maintaining tray alignment, and
  • validate the structural feasibility of the cantilever-based fork design prior to fabrication.

A static structural simulation was performed in SimScale using the CAD model. The following conditions were applied:

  • Material model: Aluminium (linear elastic, isotropic), with Young’s modulus E≈6.89×10^10 Pa
  • Loading condition: A distributed load representing the tray and produce (~3.85 kg ≈ 38 N) applied across the fork members
  • Boundary conditions: Fixed supports applied at the frame to simulate rigid mounting
  • Analysis type: Linear static FEA, suitable for small elastic deformations

The simulation results (Figure 6) indicate that:

  • Maximum displacement occurs at the free ends of the fork members, consistent with cantilever beam behaviour
  • The predicted deflection is on the order of 10⁻⁶ m (micron scale)
  • The supporting frame exhibits negligible deformation, confirming that structural compliance is localised to the fork elements

From a theoretical standpoint, this aligns with beam bending principles, where deflection is governed by:

3.2.4 3D Printed Prototype

The fork assembly was fabricated as a 3D printed prototype using PLA (20% infill) to evaluate structural behaviour and assembly feasibility under representative loading conditions. Initial assembly revealed a modelling oversight in the fastening design, resulting in inadequate thread engagement and joint integrity. This was addressed through the integration of heat-set inserts, which provided a robust and repeatable threaded interface, improving both structural reliability and ease of assembly without requiring re-fabrication of components.

While prior Finite Element Analysis (FEA) predicted negligible deflection of the fork members, physical testing of the printed prototype revealed observable deformation under relatively low loads. This discrepancy arises from modelling assumptions including idealised isotropic material behaviour, simplified boundary conditions, and uniform load distribution, which do not fully capture the anisotropic and layer-dependent properties of additively manufactured PLA. Additionally, the reduced stiffness associated with 20% infill, combined with geometric tolerances and minor assembly misalignments, contributed to increased compliance in the system.

3.3 Tray Clamping

3.3.1 Concept Selection Matrix

The tray clamping subsystem is designed to securely fix the tray in position, ensuring stable alignment and preventing unintended motion during subsequent lowering and cutting operations.

The tray clamping mechanism employs an over-centre toggle linkage, selected for its ability to deliver a stable and repeatable clamping force that directly supports the project’s objective of improving harvesting throughput while preserving crop quality. By achieving self-locking beyond the dead-centre position, the mechanism maintains secure tray fixation without continuous actuation, enabling energy-efficient and reliable operation during batch processing and tray lowering. Compared to the alternative latch-based hook mechanism considered, the toggle configuration provides superior force consistency and positional rigidity, which is critical for ensuring precise alignment during lettuce extraction. Furthermore, its compact, planar linkage design satisfies the system’s spatial and modularity constraints, allowing seamless integration without obstructing tray intake, thereby aligning with the overall goal of a scalable, plug-and-play harvesting solution.

3.3.2 CAD

3.3.3 3D Printed Prototype

A hybrid prototype of the tray clamping and lowering interface was fabricated to evaluate mechanical behaviour, assembly feasibility, and load transfer characteristics under representative operating conditions. Structural components were produced using laser-cut acrylic sheets, while linkage elements utilised commercial off-the-shelf (COTS) rods for joints and pivots. Select components requiring geometric complexity were 3D printed in PLA.

Testing of the assembled prototype revealed that the clamping mechanism required the introduction of a preloading element to maintain consistent engagement. In the absence of preload, the clamp exhibited a tendency to disengage under minor disturbances, indicating insufficient internal force to sustain the over-centre locking condition. This observation directly informed the inclusion of a preload requirement in the clamping force design, ensuring reliable and repeatable operation during tray handling.

Additionally, it was observed that the single-point attachment between the clamping mechanism and the four-bar linkage resulted in localised stress concentration and reduced structural stability. The load path through a single fastener introduced undesirable rotational compliance, which could compromise alignment during the lowering process. This highlighted the need for improved load distribution through multi-point fastening or rigid joint interfaces in subsequent design iterations. For future implementations, more permanent joining methods such as welding or reinforced mounting plates are recommended to enhance structural integrity.

3.3.4. Clamping Force Calculations

As identified through physical prototyping, the clamping mechanism required an internal preload to maintain consistent engagement and prevent unintended disengagement. The over-centre toggle clamp was designed to provide a total clamping force of approximately 180–200 N, ensuring stable tray fixation during lowering and extraction. This corresponds to an internal preload requirement of 15–30 N to maintain the locking condition. (Refer to Appendix E)

3.4 Tray Lowering

3.4.1 Concept Selection Matrix

Video 12: Rotary incline mechanism showing coupled rotational–translational motion

The concept selection matrix shows that the reverse four-bar mechanism offers the best balance of trajectory control, flexibility, and integration. The scissor lift provides comparable stability but is limited by reduced motion flexibility and bulkier packaging. The vertical linear lift enables precise motion but requires a taller, more restrictive structure, reducing feasibility. The rotaryincline concept ranked lowest, as its changing tray orientation is incompatible with stable presentation to the waterjet subsystem.

3.4.2 Kinematic Validation

This preliminary sketch was developed to evaluate feasible tray trajectories from the entry position to the cutting plane under spatial constraints. Among the paths considered, the pink trajectory was preferred for its smooth, continuous motion with minimal directional change, while the brown trajectory offered a more compact alternative with acceptable vertical alignment.

Geometric synthesis of the reverse four-bar linkage was then carried out to generate a controlled lowering trajectory within the system envelope. The objective was not strictly vertical motion, but a smooth, constrained path that maintains tray stability and avoids interference within the 750 mm × 690 mm frame.

This flexibility was particularly important given the constraints of the design: the tray must enter from a fixed position, remain largely within a confined frame envelope (750 mm × 690 mm), and be lowered smoothly to a position suitable for root detachment, while avoiding excessive lateral drift or abrupt changes in orientation. As such, the objective was not to achieve purely vertical motion, but to synthesise a trajectory that balances smoothness, compactness, and positional control. Three candidate linkage configurations were developed and evaluated through kinematic simulation on MotionGen.io:

Three linkage configurations were evaluated using MotionGen. Iteration 1 produced looping and non-monotonic motion and was rejected. Iteration 2 generated a smooth, predominantly downward trajectory consistent with the desired motion profile. Iteration 3 achieved the required displacement in a more compact form but with increased curvature and reduced smoothness.

While Iteration 2 provided the most desirable motion characteristics from a kinematic perspective, Iteration 3 was selected for prototyping to validate structural behaviour and manufacturability under a more constrained configuration. This reflects a design approach that considers not only ideal motion performance but also practical implementation, fabrication feasibility, and system integration.

Overall, the reverse four-bar linkage was retained as the preferred mechanism due to its ability to accommodate iterative refinement and generate a spectrum of feasible trajectories without requiring fundamental changes to the system architecture. This makes it well-suited to the evolving requirements of the project, particularly as additional subsystems such as clamping and waterjet integration are incorporated.

3.4.3 CAD

(Refer to Appendix F for Concept Selection) Following kinematic validation of the selected linkage, the four-bar mechanism was translated into a detailed CAD model to evaluate its behaviour under realistic spatial and integration constraints. While the kinematic model established the feasibility of the desired motion trajectory, the CAD model enabled assessment of link geometry, joint placement, and physical clearances within the system.

Through this process, several key considerations emerged. Firstly, the CAD model highlighted the importance of link thickness and joint spacing, as idealised kinematic links do not account for physical interference between members during motion. Adjustments were therefore made to ensure sufficient clearance between links across the full range of motion.

Secondly, the model allowed for evaluation of packaging constraints within the frame, ensuring that the mechanism could operate without interfering with the tray, fork assembly, or surrounding structure. This was particularly critical given the requirement to maintain an unobstructed tray entry path.

3.4.4 Prototyping

To validate the kinematic behaviour of the selected four-bar mechanism beyond simulation, a scaled physical prototype was fabricated using laser-cut linkages. This prototype was assembled to replicate the motion predicted through MotionGen and CAD, allowing direct observation of the mechanism’s behaviour under real-world conditions.

The primary purpose of this prototype was to assess whether the intended trajectory of the tray (approximated by the coupler point) could be reliably achieved, and to evaluate the smoothness and feasibility of the motion across the full range of operation. Unlike purely digital models, the physical prototype enabled identification of subtle effects such as joint play, friction, and sensitivity to dimensional inaccuracies.

Through testing, it was observed that while the overall motion trend aligned with the predicted trajectory, small deviations in link lengths and pivot placement resulted in noticeable changes in the path, reinforcing the sensitivity of the mechanism to dimensional precision. This highlighted the importance of maintaining tight tolerances and careful alignment during fabrication.

Additionally, the prototype provided insight into motion smoothness and potential binding, particularly near extreme positions of the linkage. This informed subsequent refinement of link proportions and pivot locations to avoid configurations close to singularity. The exercise also demonstrated the practicality of the mechanism from an assembly perspective, allowing evaluation of joint accessibility, fastener placement, and overall constructability, which are not fully captured in simulation.

The prototyping process highlighted the broader need to prioritise design for manufacturability and assembly (DFMA). Clearances became paramount with the number of moving components in the prototype. Features that were geometrically valid in CAD required modification to improve ease of assembly, alignment, and repeatability. This included refining hole tolerances, improving access for fastening, and simplifying part interfaces to reduce assembly complexity.

3.4.5 Design Recommendations

On account of visible deflection of beams, alternate designs were considered and are represented as sketches:

Only the top region of the system permits the addition of structural support for beam deflection prevention; hence, two overhead reinforcement strategies were explored. The first utilises vertical extrusion members with tensioned cables to reduce fork deflection without obstructing tray entry, while the second employs an inverted V-frame to concentrate support above the fork array, improving stiffness while maintaining a clear loading path. In both approaches, cables should be thin, low-stretch, and water-resistant to ensure effective reinforcement without introducing interference or compromising system cleanliness.

3.4.6 Motor Requirements

Based on preliminary torque estimation (Appendix G), the tray lowering mechanism requires a motor capable of delivering approximately 4–8 Nm to reliably overcome gravitational loading, friction, and linkage inefficiencies. A low-speed, high-torque geared motor is therefore recommended to ensure controlled and repeatable motion. The motor should be placed at the input crank of the four-bar linkage, where torque requirements are minimised and motion can be directly regulated.

3.5 Lettuce-Root Detachment

3.5.1 Concept Selection Matrix

To identify a suitable stem separation method, four concepts were compared against the functional requirements of the system. The evaluation criteria were derived from the project objectives, with emphasis placed on cut quality, preservation of product quality, hydroponic compatibility, suitability for batch processing, maintainability, and feasibility within the project’s scope.

Among the concepts considered, waterjet cutting achieved the highest weighted score. This was primarily due to its non-contact cutting action, reduced risk of tissue compression, compatibility with wet hydroponic environments, and strong potential for repeatable batch operation. By contrast, laser cutting was disadvantaged by thermal damage risk, mechanical blades by wear and contact-induced bruising, and rope-based cutting by inconsistent separation and contamination concerns.

Waterjet cutting preserves lettuce quality and extends shelf life due to its non-contact, low-damage cutting mechanism. Unlike mechanical blades, which introduce compressive forces and tissue tearing, waterjets minimise cellular disruption at the cut interface. This reduces the release of intracellular fluids that accelerate enzymatic browning and microbial growth. Additionally, the waterjet process can help remove damaged cells and surface contaminants during cutting, resulting in lower initial microbial loads. As a result, waterjet-cut lettuce exhibits reduced discoloration and slower degradation, contributing to improved freshness and extended shelf life compared to conventional cutting methods (Hashish), 2025). (Refer to Appendix H for comparative analysis)

This consideration is further reinforced by stakeholder feedback, which highlighted that while the concept is promising, there is a risk of inadvertently damaging adjacent crops during operation. This underscores the need for precise targeting and carefully controlled cutting parameters, particularly within the constraints of a densely packed tray configuration.

This risk is mitigated through the use of a localized, high-precision waterjet, where the jet diameter and pressure are tuned to act only at the stem interface.

A first-pass theoretical sizing calculation was performed to identify a low-pressure waterjet regime capable of separating hydroponically grown lettuce stems. The jet was modelled using Bernoulli-based nozzle flow and momentum transfer relations, and the resulting jet force was converted into an equivalent stress acting on the stem cross-section. By requiring the jet-induced stress to exceed the estimated stem failure stress with a modest safety factor, the minimum pressure requirement was expressed as a function of nozzle diameter, stem diameter, and discharge coefficient. For a representative stem diameter of 10 mm, a nozzle diameter of 0.5 mm, a discharge coefficient of 0.9, and an assumed tissue failure stress of 0.20 MPa, the required pressure was estimated to be approximately 74 MPa. (Refer to Appendix I for calculations)

This places the system within a low-pressure regime relative to conventional industrial waterjet applications, while remaining theoretically sufficient for soft biological material. The calculation is intended as an initial sizing estimate and would require refinement through material testing and controlled validation.

3.5.3 FedJet Testing

To validate the feasibility of the selected concept, industry consultation was conducted with FedJet, a company specialising in waterjet technologies. Through this engagement, preliminary testing was performed on lettuce stems using a waterjet system, demonstrating that clean and effective separation is achievable under controlled conditions. These findings provide practical confirmation that waterjet-based cutting is a viable approach for harvesting lettuce, supporting its selection for further development in this project.

The dashed lines (A–C) indicate the different cutting heights tested by FedJet to evaluate optimal stem separation points for hydroponic lettuce.

While preliminary validation confirms that waterjet-based cutting is technically feasible for hydroponic lettuce, full-scale experimental testing was not conducted within the scope of this project due to financial constraints. Commercial waterjet systems capable of operating within the required pressure range represent a significant capital investment, with quoted system costs on the order of USD 9,700 (EXW) based on direct correspondence with FedJet.

3.5.4 Design Recommendations

From a system integration perspective, several design considerations must be addressed for effective implementation of the waterjet subsystem. Firstly, water accumulation within the tray during cutting should be accounted for, as splashing and jet rebound may introduce additional transient loading; this suggests incorporating drainage pathways and designing for slightly higher effective loads. Secondly, the surface positioned behind the cutting zone must be designed to safely absorb or dissipate jet energy without causing secondary splashing or damage, potentially through compliant or sacrificial backing materials. Thirdly, effective water management is necessary, including controlled drainage, collection, and possible recirculation, to prevent pooling and ensure consistent operation within a wet hydroponic environment. Finally, preliminary consultation indicates that a simple microcontroller-based system (e.g., Arduino) may be sufficient for basic actuation control and sensing; however, requirements for precision, feedback integration, and robustness under industrial conditions would need to be validated. A thorough further investigation is required.

3.6 Complete CAD

4. Shortcomings

Several limitations were identified during the development and prototyping stages, highlighting areas requiring further refinement.

Firstly, the current tray-support structure relies on single-point fastening, which is insufficient for maintaining stability under load. This introduces the risk of localised rotation and uneven load distribution, indicating the need for multi-point constraint or improved joint design to ensure structural rigidity.

Secondly, the alternative designs to prevent beam deflection of the fork members have been proposed but are yet to be designed and tested. While initial simulations suggested acceptable deformation levels, physical prototyping demonstrated noticeable deflection, particularly under realistic loading conditions.

From a systems perspective, the absence of sensing and feedback components limits the ability of the system to detect tray presence, alignment, and successful engagement. This reduces robustness and introduces potential failure modes during operation.

Finally, environmental considerations such as water exposure from the waterjet process have not been fully addressed. The current design lacks protective features, such as rubber sealing or splash guards, which are necessary to prevent damage to structural and mechanical components.

5. Future Work

Future development of the system will focus on improving geometric adaptability, structural performance, and integration into a fully automated harvesting workflow.

Firstly, the current design is based on a fixed tray geometry. Future iterations should incorporate adjustable or modular fork configurations to accommodate variations in tray dimensions and crop types. This would improve compatibility across different vertical farming systems and reduce reliance on a single standardised tray design.

Secondly, the structural members supporting the tray may be refined to better match the natural geometry of the lettuce. Replacing the current rectangular extrusion bars with inverted triangular profiles could improve clearance around the plant base while maintaining sufficient structural stiffness, thereby reducing the risk of interference during handling.

A key extension of the system is the integration of a commercially available waterjet cutting unit to enable full automation of the root detachment process. This will require alignment between tray positioning and cutting path, as well as consideration of enclosure design, splash management, and operational safety. Successful integration would transition the system from a handling prototype to a complete harvesting solution.

From a systems perspective, the addition of sensing and control elements is necessary to improve reliability. This includes detecting tray presence, verifying alignment, and confirming successful clamping, enabling more robust and repeatable operation.

Further work is also required to address structural performance, particularly the deflection observed in the fork and linkage components. This may involve optimisation of cross-sectional geometry, material selection, or support conditions to ensure consistent alignment under load.

Finally, opportunities exist to improve overall system efficiency by leveraging existing infrastructure within indoor vertical farms. In particular, the feasibility of utilising excess energy from LED lighting systems to power auxiliary components could be explored, reducing additional energy demand.

6. Conclusion

This work validates the feasibility of a modular, mechanically driven harvesting system for hydroponic lettuce through systematic design, kinematic synthesis, and physical prototyping. The study highlights critical interactions between structural behaviour, motion control, and system integration, demonstrating the importance of iterative validation in translating theoretical models into functional designs. Collectively, the outcomes provide a robust engineering foundation for scalable harvesting automation in indoor vertical farming systems.

7. Bibliography

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8. Appendices

8.1 Appendix A: Global Food Security Index Evidence of Singapore’s Structural Food-System Vulnerability

The data presented in Appendix A highlights that Singapore’s food system vulnerability is structurally driven by limited domestic production capacity and exposure to external risks. Lower scores in dimensions such as disaster risk management and environmental resilience reflect the system’s reduced ability to absorb and recover from disruptions, particularly given its heavy reliance on imported food. Additionally, weaker performance in agricultural availability metrics indicates constrained local production capacity, reinforcing the lack of buffering against supply shocks. Together, these results show that while the system is functional under stable conditions, it remains inherently exposed under disruption. This directly supports the motivation of the present project, which aims to improve local production throughput through automation, thereby strengthening resilience within these constraints.

8.2 Appendix B: Target Throughput Justification

Estimated Processing Time Using the Waterjet System

A first-pass estimate of processing time for the proposed waterjet-based harvesting system was made by decomposing the operation into sequential machine actions. For one tray of 25 lettuce heads, the total cycle time may be approximated as:

tcycle = tinfeed + tclamp + tlower + tcut + treturn + toutfeed

Using conservative preliminary estimates:

Process Step Estimated Time (s)
Tray infeed and positioning 8
Clamping 4
Lowering 5
Waterjet cutting 15
Return/reset 5
Tray outfeed/release 8
Total cycle time 45

Since each tray contains 25 heads of lettuce, the effective throughput may be estimated as:

Throughput = (25 / 45) × 60 = 33.3 heads/min

Thus, the estimated processing time is approximately 45 s per tray, corresponding to an effective throughput of about 33 heads/min under ideal semi-automated operation.

To account for alignment delays, nozzle settling, and prototype-level inefficiencies, a more conservative estimate may be taken as 60 s per tray, giving:

Throughputconservative = (25 / 60) × 60 = 25 heads/min

Even under this conservative assumption, the projected system throughput remains substantially higher than the current manual baseline of 1.25–1.67 heads/min, indicating strong potential for significant cycle-time reduction through batch-based waterjet harvesting.

It should be noted that this estimate represents a preliminary system-level calculation intended to assess order-of-magnitude feasibility; actual cycle time would depend on final nozzle path strategy, actuation speed, and integration losses during physical implementation.

8.3 Appendix C: Lettuce-Tray Separation Concept Selection

Option A outperforms the alternatives under the selection criteria. It protects the plant by supporting it entirely from below, avoiding hold-induced leaf damage, and it leverages the existing tray geometry without requiring modifications to the vertical-farm workspace. Its static forks and simple lift motion keep the mechanism mechanically minimal, with few moving parts, low failure probability, and essentially zero energy demand for this function.

Option B is unsuitable because its sliding blades require precise stem alignment, create sap-collecting crevices that demand frequent cleaning, and present upward edges that can snag or cut lower leaves, making hygiene and leaf safety difficult to maintain.

Option C, though similar, introduces dual sliding arms that increase mechanical and control complexity.

Option D’s compliant behaviour is appealing, but relying on an external robotic arm, valves, and a compressor makes it the most infrastructure-heavy, energy-demanding, and least retrofit-friendly option. Although it was the original approach, it proved misaligned with the constraints of this application.

8.4 Appendix D: ArianeTech Tray Modelling

To ensure dimensional accuracy, the tray geometry was physically measured at the NUS Centre for Regenerative Agriculture, where representative hydroponic trays used in indoor farming systems were accessed.

8.5 Appendix E: Clamping Force Calculation

The clamping mechanism is a passive over-centre toggle and does not rely on a dedicated actuator. The required holding capacity was therefore estimated from friction rather than actuator thrust. The loaded tray mass was taken as 3.85 kg, corresponding to a static weight of 37.8 N. To account for startup effects, guide friction, and root drag during downward extraction, the pull load was conservatively taken as 1.5–2.0 times the tray weight, i.e. 56.7–75.5 N. Assuming a friction coefficient of 0.4–0.5 between the tray and clamp pads, the required total normal clamping force is approximately 113–189 N. A design value of 180–200 N total clamping force was therefore adopted. Since the clamp operates as an over-centre toggle, the internal linkage force needed to maintain lock is much smaller than the normal clamping force. For a lock angle of approximately 5–10° from dead centre, an internal preload of about 15–30 N is sufficient to generate the required clamping force.

8.6 Appendix F: Concept Selection for Tray Lowering Concept Selection

The selection criteria for the tray lowering mechanism were defined based on their direct relevance to system performance, integration, and feasibility within the project scope. Tray stability, particularly maintaining a horizontal orientation during operation, is critical to ensure consistent interaction between the waterjet and the lettuce roots. Any unintended tilt could result in uneven cutting and increase the risk of crop damage. Compatibility with a conveyor-fed input is also a key requirement, as the mechanism must integrate seamlessly with a front-fed tray system without obstructing entry, making this a strict architectural constraint.

Control over the motion trajectory is equally important, as the lowering action must be smooth and predictable. This ensures that the lettuce placement is not disturbed, a consistent cutting height is maintained, and dynamic loads on the system are minimised. In addition, suitability for batch processing is essential, since the system is expected to operate repeatedly with minimal recalibration. High repeatability directly impacts throughput and overall system efficiency.

Design flexibility was also considered, given the evolving nature of constraints such as waterjet integration, frame dimensions, and potential variations in tray design. The mechanism should therefore allow for adjustments in link lengths, motion paths, and facilitate rapid iteration during CAD modelling and prototyping. Complexity, in terms of design difficulty, captures the challenges associated with kinematic synthesis, analysis, optimisation, and control requirements. Finally, buildability evaluates the practical feasibility of manufacturing the mechanism, including ease of fabrication using methods such as laser cutting, 3D printing, and off-the-shelf components, as well as sensitivity to assembly tolerances and alignment requirements.

The scissor lift demonstrates strong performance due to its inherently stable vertical motion, which maintains tray orientation effectively and ensures high repeatability. It integrates well beneath the tray without obstructing entry and is simple to design and fabricate using basic linkages. However, its primary limitation lies in its lack of design flexibility, as the motion trajectory is largely fixed and cannot be easily tuned beyond simple scaling.

The 4-bar linkage, which was ultimately selected, offers the best overall balance of performance and adaptability. While slight orientation deviations may occur depending on geometry, it excels in compatibility with the front-fed system and provides fully tunable motion through link length optimisation. This allows precise control over the trajectory while maintaining high repeatability. Its key advantage lies in its design flexibility, enabling adaptation to constraints such as waterjet integration and frame limitations. Although it introduces moderate complexity in terms of kinematic synthesis and requires tighter alignment during fabrication, it remains feasible to build. Overall, the 4-bar linkage stands out because it achieves trajectory tunability without compromising repeatability, making it particularly well-suited to the system’s functional requirements.

In contrast, the rotary or incline mechanism was deemed unsuitable due to its fundamental mismatch with system needs. Its tendency to introduce tray tilt makes it incompatible with the requirement for stable, horizontal cutting. Additionally, it offers poor control over vertical motion, lower repeatability, and potential interference with tray entry depending on its configuration. While relatively simple to construct, these limitations outweigh its benefits, leading to its elimination from consideration.

8.7 Appendix G: Motor Requirements

The motor requirements for the tray lowering mechanism were estimated based on the total load and the kinematics of the selected four-bar linkage. The system is required to lower a fully loaded tray consisting of approximately 25 lettuce heads (≈3.75 kg) and tray mass (≈0.10 kg), giving a total load of ≈3.85 kg (≈38 N).

Assuming a worst-case configuration where the input link must overcome gravitational loading at a near-horizontal position, the required torque was approximated using:

τ = F · r

where F ≈ 38 N and an effective moment arm of r ≈ 0.05–0.10 m was considered based on linkage geometry.

This yields a required torque in the range of:

τ ≈ 1.9–3.8 Nm

Applying a safety factor of 2 to account for friction, misalignment, and dynamic effects, the recommended motor torque is:

τmotor ≈ 4–8 Nm

Accordingly, a low-speed, high-torque geared DC motor or stepper motor with a gearbox is suitable for this application. The motor should be positioned at the input crank of the four-bar linkage to minimise torque requirements and enable controlled, repeatable motion.

This motor was inherited from a previous project and provided as part of the existing system hardware.

8.8 Appendix H: Comparative Analysis for Extraction Concept

Laser cutting offers a non-contact approach and precise energy delivery; however, it introduces thermal effects that are unsuitable for fresh produce. The high moisture content of lettuce leads to localised heating, causing tissue degradation, dehydration, and potential browning at the cut interface. Additionally, laser systems require optical alignment, enclosure, and safety considerations, reducing feasibility within a compact, wet farming environment.

Mechanical blades are simple, compact, and widely used in agricultural applications. However, as a contact-based method, they introduce compressive forces prior to cutting, which can result in bruising and inconsistent separation. Blade wear and dulling over repeated cycles further reduce cut quality and require frequent maintenance. While feasible and easy to implement, performance variability and potential impact on product quality limit its suitability. Lettuce bleeding is also noted from experiential harvesting exercise. Sap gets secreted which affects blade longevity and questions hygiene standards.

Waterjet cutting provides a non-contact cutting mechanism that minimises mechanical stress on the crop. This reduces tissue compression and enables cleaner separation compared to blade-based methods. Its compatibility with wet, hydroponic environments further supports integration within indoor vertical farming systems. Additionally, the absence of blade wear improves consistency and reduces maintenance requirements. While the system introduces complexity in terms of pressurisation and fluid management, it offers the best balance between cut quality, repeatability, and system compatibility.

Rope based cutting offers a mechanically simple approach; however, it relies on frictional contact and tension, which can result in tearing rather than clean cutting. The method also presents a risk of material degradation and particulate contamination (microplastics), particularly if polymer filaments are used. Furthermore, maintaining consistent tension and alignment across multiple cuts is challenging, reducing reliability in batch processing scenarios.

8.9 Appendix I: Pressure Calculations for Waterjet

A first-pass analytical estimate was carried out to determine the order of magnitude of water pressure required for the proposed waterjet cutting system. The objective of this calculation is not to define a final operating pressure, but to establish a theoretical baseline for assessing the feasibility of using a small nozzle to sever lettuce stems under controlled conditions.

(a) Jet Exit Velocity

The jet exit velocity may be approximated using the orifice flow relation:

v = Cd √(2ΔP / ρ)

Where:

  • v = jet velocity
  • Cd = discharge coefficient
  • ΔP = pressure drop across the nozzle
  • ρ = water density

(b) Volumetric Flow Rate

The volumetric flow rate through the nozzle is:

Q = Anv = (πdn2/4)v

Where:

  • Q = flow rate
  • An = nozzle area
  • dn = nozzle diameter

(c) Jet Impact Force

A simple upper-bound estimate of the jet impact force is obtained from momentum flow:

Fj = ṁv = ρQv

Substituting Q = Anv:

Fj = ρAnv2

Using v2 = Cd2(2ΔP/ρ):

Fj = 2Cd2AnΔP

Equivalent Cutting Stress on Stem

To compare the jet action against the lettuce stem, the jet force may be converted into an equivalent stress:

σj = Fj / As

Where:

  • σj = equivalent jet-induced stress on the stem
  • As = stem cross-sectional area

Approximating the stem as circular:

As = (πds2)/4

where ds is the stem diameter.

The design criterion is therefore:

σj ≥ SF · σfail

Where:

  • SF = safety factor
  • σfail = failure stress of lettuce stem tissue

Required Pressure Equation

Substituting the force expression into the design criterion gives:

(2Cd2AnΔP) / As ≥ SF · σfail

Rearranging for the required pressure:

ΔP ≥ (SF · σfail · As) / (2Cd2An)

Example Theoretical Sizing

A preliminary sizing calculation was performed using the following assumptions:

  • Stem diameter: ds = 10 mm = 0.010 m
  • Nozzle diameter: dn = 0.50 mm = 5.0 × 10-4 m
  • Discharge coefficient: Cd = 0.90
  • Tissue failure stress estimate: σfail = 0.20 MPa
  • Safety factor: SF = 1.5

The stem area is:

As = (π(0.010)2)/4 = 7.85 × 10-5 m2

The nozzle area is:

An = (π(5.0 × 10-4)2)/4 = 1.96 × 10-7 m2

Substituting into the pressure equation:

ΔP ≥ (1.5(0.20 × 106)(7.85 × 10-5)) / (2(0.9)2(1.96 × 10-7))

ΔP ≥ 7.4 × 107 Pa

ΔP ≥ 74 MPa

This first-pass estimate therefore suggests that the required pressure is on the order of 70–80 MPa for a 0.5 mm nozzle under the stated assumptions.

This result provides a theoretical benchmark for early-stage design evaluation. In practice, the actual required pressure will depend on factors such as nozzle stand-off distance, jet coherence, stem geometry, tissue variability, and the dynamic interaction between the waterjet and the crop during cutting.

9. Word Count

Word Count Summary

Category Word Count Notes
Main Content (Chapters 1–6) 5,130 Excludes figures, captions and equations
Appendices 2,002 Includes all appendices
Total 7,132 For reference only (not counted towards main limit)